The Chief Compliance/Risk Officer is primarily responsible for overseeing and managing the compliance & risk functions within the Irish regulated entity and the associated Branch offices together with being responsible for the company’s compliance with FCA rules.
Responsibilities:
- To maintain and, where appropriate, develop or revise appropriate policies and procedures for the general operation of the Compliance Programme to prevent illegal, unethical, or improper conduct.
- To devise and maintain the annual compliance thematic and surveillance work plan; amending these where appropriate in response to regulatory developments. To review performance of the Compliance programme and, related activities on a ongoing basis.
- Provide guidance to senior management, business divisions and, employees on compliance related issues.
- Responsible for independent risk management function Ireland and associated entities.
- Coordinate implementation of global risk management policies and infrastructure.
- Drive implementation of Error Tracking System.
Requirements:
- 10+ years within a compliance/risk role
- A University degree or equivalent in Business Administration, Finance, Economics, Operations Management, Technology, or a related field is preferred.
- Relevant experience in consulting, strategic analysis, operations analysis & planning which should include significant exposure to financial institutions.
